-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PKV0nzzd7QWsl3H5XRYcvpOTUgvXtqNMJHP3cdTN8wkarRZknE7NB5FSTgAWLvSe kIVRwf46J8H4v/16TpLkFA== 0000910680-97-000077.txt : 19970222 0000910680-97-000077.hdr.sgml : 19970222 ACCESSION NUMBER: 0000910680-97-000077 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLOU HEALTH & BEAUTY CARE INC CENTRAL INDEX KEY: 0000846538 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 112953972 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40474 FILM NUMBER: 97533247 BUSINESS ADDRESS: STREET 1: 50 EMJAY BLVD CITY: BRENTWOOD STATE: NY ZIP: 11717 BUSINESS PHONE: 5162734000 MAIL ADDRESS: STREET 1: 50 EMJAY BLVD CITY: BRENTWOOD STATE: NY ZIP: 11717 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JACOBS VICTOR CENTRAL INDEX KEY: 0001007398 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 50 EMJAY BOULEVARD STREET 2: C/O ALLOU HEALTH & BEAUTY CARE INC CITY: BRENTWOOD STATE: NY ZIP: 11717 BUSINESS PHONE: 5162734000 MAIL ADDRESS: STREET 1: 50 EMJAY BLVD STREET 2: C/O ALLOU HEALTH & BEAUTY CARE CITY: BRENTWOOD STATE: NY ZIP: 11717 SC 13G/A 1 VICTOR JACOBS - SCHED 13G/A NO.5 --------------------------- OMB APPROVAL --------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response....14.90 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5 )* Allou Health & Beauty Care, Inc. ------------------------------------------------------------ (Name of Issuer) Class A Common Stock, par value $.001 per share ------------------------------------------------------------ (Title of Class of Securities) 019782 10 1 ------------------------------ (CUSIP Number) Check the following box if a fee is being paid with the statement [_]A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) Page 1 of 4 pages 13G - ------------------------- ----------------- CUSIP No. 019782 10 1 Page 2 of 4 Pages - ------------------------- ----------------- ================================================================================ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Victor Jacobs - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] N/A - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 757,600 -------------------------------------------------- 6 SHARED VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY -------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 757,600 WITH -------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 757,600 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] N/A - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.81% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SEC 1745 (2-95) Page 2 of 4 pages 13G - ------------------------- ----------------- CUSIP No. 019782 10 1 Page 3 of 4 Pages - ------------------------- ----------------- Except as to Item 4, no change has occurred with respect to the answer to any items of this Schedule from the information last reported in respect of such item. ITEM 4. OWNERSHIP. As of December 31, 1996: (a) Amount beneficially owned: 757,600 shares. Includes 587,500 shares of Class B Common Stock, par value $.001 per share (the "Class B Common Stock"), held by Mr. Jacobs; 100,000 shares of Class B Common Stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $6.33 per share, such Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis; and 18,000 shares of Class B Common Stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $7.70 per share. Does not include 100,000 shares of Class B Common Stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $5.80 per share at the earlier of August 1, 2002 and such date the issuer reports earnings before interest and taxes for a fiscal year that are at least 115% of the earnings before interest and taxes reported for the fiscal year ended March 31, 1995. Also includes 10,100 shares of Class A Common Stock held by Mr. Jacobs; 32,000 shares of Class A Common Stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $7.70 per share; and 10,000 shares of Class A Common Stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $6.60 per share. Each share of Class B Common Stock has five votes per share; each share of Class A Common Stock has one vote per share. (b) Percent of Class: 12.81% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: 757,600 (ii) shared power to vote or direct the vote: None (iii) sole power to dispose or direct the disposition of: 757,600 (iv) shared power to dispose or direct the disposition of: None Page 3 of 4 pages 13G - ------------------------- ----------------- CUSIP No. 019782 10 1 Page 2 of 4 Pages - ------------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1997 ------------------------------------------ Date /s/ Victor Jacobs ------------------------------------------ Signature Victor Jacobs ------------------------------------------ Name Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----